Manager – Risk and Internal Audit

The Securities and Exchange Commission (SEC) is a body corporate established under the repealed Securities Act, Cap. 354 of the Laws of Zambia and whose existence is continued under the new Securities Act, No. 41 of 2016. SEC has the objective of inter alia regulating and developing the Zambian Capital Markets and is responsible for the supervision and development of the Capital Markets in Zambia as well as the licensing of financial intermediaries, collective investment schemes and securities exchanges, the registration of securities to be issued such as debt and equity instruments, and the authorization of transactions in entities registered with SEC. SEC now seeks to recruit qualified Zambians to fill the following positions: Manager – Risk and Internal Audit 3.1 Grade SEC07 3.2 Job Purpose To manage Internal Audit and Risk Management functions in order to ensure that effective internal controls are in place and adhered to in the utilisation of the Commission’s resources. 3.3 Key Result Areas and Principal Accountabilities Key Result Area Principal Accountabilities Audit Charter and Procedures Manual Manage development and review of the Internal Audit Charter and procedures manual. Audit Planning Manage development and implementation of the annual audit plan. Audit Assignments Manage timely conduct of planned and special audit assignments. Compliance Audits Manage compliance audits to promote adherence to legislation and regulations. Systems and Performance Audits Manage systems and performance audits to assess effectiveness and achievement of objectives. Internal Audit Reports Manage timely production of internal audit and management reports. Secretariat Services Provide Secretariat services to the Risk and Audit Committee. Audit Follow-Up Manage implementation review of agreed audit action plans. Risk Management Policy and Framework Manage development and review of the risk management policy and framework. Risk Management Coordination Coordinate preparation and